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Have you placed, or are considering placing, your investment assets with a broker? If the answer is yes, then what do you really know about the broker and the duties and responsibilities associated with this relationship? If the answer is not much, or nothing at all, then you are looking at the right book. The author, with over twenty-five years experience inside the brokerage industry and as an attorney representing the rights of investors, takes you inside the broker/client relationship so that you can become an intelligent and informed consumer of brokerage products and services.
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Have you placed, or are considering placing, your investment assets with a broker? If the answer is yes, then what do you really know about the broker and the duties and responsibilities associated with this relationship? If the answer is not much, or nothing at all, then you are looking at the right book. The author, with over twenty-five years experience inside the brokerage industry and as an attorney representing the rights of investors, takes you inside the broker/client relationship so that you can become an intelligent and informed consumer of brokerage products and services.